Accession Number: | 0001628280-19-013696 |
Date: | 2019-11-05 |
Issuer: | KLA CORP (KLAC) |
Original Submission Date: |
BARNHOLT EDWARD W
C/O KLA CORPORATION
ONE TECHNOLOGY DRIVE
MILPITAS, CA 95035
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK - RESTRICTED STOCK UNITS | 2019-11-05 | M | 2,797 | d | $0.00 | 0 | direct | ||
COMMON STOCK | 2019-11-05 | M | 2,797 | a | $0.00 | 13,009 | direct | ||
COMMON STOCK - RESTRICTED STOCK UNITS | 2019-11-05 | A | 1,569 | a | $0.00 | 1,569 | direct | ||
COMMON STOCK | 2019-11-05 | 0 | $0.00 | 28,281 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | each restricted stock unit ("rsu") represents a contingent right to receive one share of kla common stock. |
f2 | on november 7, 2018, the reporting person received an automatic grant of rsus for 2,797 shares of kla common stock. on november 5, 2019, the rsus vested in full. |
f3 | on november 5, 2019, the reporting person received an automatic grant of rsus for 1,569 shares of kla common stock. the rsus will vest upon the earliest to occur of (i) november 5, 2020, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of kla. |
f4 | by the barnholt family trust dated january 8, 1987, of which the reporting person is a trustee and beneficiary. |