Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-19-013696
Date:2019-11-05
Issuer: KLA CORP (KLAC)
Original Submission Date:

Reporting Person:

BARNHOLT EDWARD W
C/O KLA CORPORATION
ONE TECHNOLOGY DRIVE MILPITAS, CA 95035

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK - RESTRICTED STOCK UNITS 2019-11-05 M 2,797 d $0.00 0 direct
COMMON STOCK 2019-11-05 M 2,797 a $0.00 13,009 direct
COMMON STOCK - RESTRICTED STOCK UNITS 2019-11-05 A 1,569 a $0.00 1,569 direct
COMMON STOCK 2019-11-05 0 $0.00 28,281 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of kla common stock.
f2 on november 7, 2018, the reporting person received an automatic grant of rsus for 2,797 shares of kla common stock. on november 5, 2019, the rsus vested in full.
f3 on november 5, 2019, the reporting person received an automatic grant of rsus for 1,569 shares of kla common stock. the rsus will vest upon the earliest to occur of (i) november 5, 2020, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of kla.
f4 by the barnholt family trust dated january 8, 1987, of which the reporting person is a trustee and beneficiary.
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