Accession Number: | 0001209191-19-056129 |
Date: | 2019-11-11 |
Issuer: | MOODYS CORP /DE/ (MCO) |
Original Submission Date: |
FAUBER ROBERT
7 WORLD TRADE CENTER, 250 GREENWICH ST.
NEW YORK, NY 10007
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-11 | M | 3,071 | a | $46.43 | 49,591 | direct | ||
COMMON STOCK | 2019-11-11 | S | 3,071 | d | $216.26 | 46,520 | direct | ||
COMMON STOCK | 2019-11-11 | M | 650 | a | $79.55 | 47,170 | direct | ||
COMMON STOCK | 2019-11-11 | S | 650 | d | $216.26 | 46,520 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 46.43 | 2019-11-11 | deemed execution date | M | 3,071 (d) | 2014-02-13 | 2023-02-13 | common stock 3,071 | $46.43 | 0 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 79.55 | 2019-11-11 | deemed execution date | M | 650 (d) | 2015-02-12 | 2024-02-12 | common stock 650 | $79.55 | 0 | direct |
ID | footnote |
---|---|
f1 | exercise and sale of shares pursuant to rule 10b5-1 plan. |
f2 | one fourth of options vest each year beginning with the date indicated. |