Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-056411
Date:2019-11-11
Issuer: BROOKS AUTOMATION, INC. (BRKS)
Original Submission Date:

Reporting Person:

GRAY DAVID C
15 ELIZABETH DRIVE
CHELMSFORD, MA 01824

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-11 A 2,792 a $0.00 59,251 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 grant of restricted stock units to the reporting person under the company's long term incentive plan. no amount was paid upon grant of the units. the units are subject to time-based vesting and will vest 33-1/3% per year, beginning on november 15, 2020.
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