Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-19-005502
Date:2019-11-11
Issuer: UBER TECHNOLOGIES, INC (UBER)
Original Submission Date:

Reporting Person:

KALANICK TRAVIS CORDELL
1455 MARKET STREET, 4TH FLOOR
SAN FRANCISCO, CA 94103

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-11 S 251,713 d $27.15 75,132,095 direct
COMMON STOCK 2019-11-11 S 2,365,455 d $26.89 0 indirect f4
COMMON STOCK 2019-11-12 S 2,057,299 d $27.23 73,074,796 direct
COMMON STOCK 2019-11-13 S 1,412,310 d $26.57 71,662,486 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was made pursuant to mr. kalanick's existing rule 10b5-1 plan.
f2 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $27.14 to $27.15, inclusive. the reporting person undertakes to provide to uber technologies, inc., any security holder of uber technologies, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (5), and (6) to this form 4.
f3 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $26.25 to $27.18, inclusive.
f4 shares are held by tck five-year crut for which mr. kalanick is the sole beneficial owner.
f5 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $26.73 to $27.66, inclusive.
f6 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $26.25 to $26.79, inclusive.
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