Form Type: 4

SEC EDGAR Link
Accession Number:0000759944-19-000089
Date:2019-11-13
Issuer: CITIZENS FINANCIAL GROUP INC/RI (CFG)
Original Submission Date:

Reporting Person:

HIGDON LEO I JR
C/O CITIZENS FINANCIAL GROUP, INC.
600 WASHINGTON BLVD. STAMFORD, CT 06901

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-13 A 69 a $0.00 21,893 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the citizens financial group, inc. 2014 non-employee directors compensation plan.

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