Form Type: 4

SEC EDGAR Link
Acccession Number:0000320193-19-000123
Date:2019-11-13
Issuer: APPLE INC. (AAPL)
Original Submission Date:

Reporting Person:

ADAMS KATHERINE L.
ONE APPLE PARK WAY
CUPERTINO, CA 95014

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-13 M 14,370 a $0.00 30,010 direct
COMMON STOCK 2019-11-13 F 7,371 d $264.47 22,639 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2019-11-13 deemed execution date M 14,370 (d) common stock 14,370 $0.00 14,370 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents the right to receive, at settlement, one share of common stock. this transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
f2 the number of securities reported reflects the acquisition on january 31, 2019 of 124 shares of apple inc.'s common stock pursuant to the apple inc. amended employee stock purchase plan ("espp") for the espp purchase period of august 1, 2018 through january 31, 2019.
f3 shares withheld by apple to satisfy tax withholding requirements on vesting of restricted stock units. no shares were sold.
f4 this award was granted on november 13, 2017. 14,371 restricted stock units subject to the award vested on each of may 13, 2018 and november 13, 2018 and 14,370 vested on november 13, 2019. 14,370 restricted stock units are scheduled to vest on november 13, 2020, assuming continued employment through the applicable vesting date.

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