Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-032784
Date:2019-11-13
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
Original Submission Date:

Reporting Person:

WILLIS J KEVIN
50 E. RIVERCENTER BLVD.
COVINGTON, KY 41011

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-11-13 deemed execution date A 4,450 (a) common stock 4,450 $0.00 13,794 direct
STOCK APPRECIATION RIGHT 77.9 2019-11-13 deemed execution date A 22,100 (a) 2020-11-13 2029-11-13 common stock 22,100 $77.90 22,100 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a right to receive one (1) share of ashland common stock.
f2 grant of restricted stock units, pursuant to ashland's incentive plan as approved by the shareholders and exempt pursuant to rule 16b-3. the shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the reporting person remains in continuous employment with the issuer.
f3 balance includes 127 additional restricted stock units acquired in lieu of cash dividends (28 on december 15, 2018, 30 on march 15, 2019, 34 on june 15, 2019 and 35 on september 15, 2019). the total includes prior awards that have different vesting and expiration dates.
f4 stock appreciation right granted pursuant to ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
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