Accession Number: | 0001567619-19-021689 |
Date: | 2019-11-15 |
Issuer: | TRADEWEB MARKETS INC. (TW) |
Original Submission Date: |
FRIEDMAN DOUGLAS
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK, NY 10036
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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CLASS A COMMON STOCK | 2019-11-15 | D | 3,210 | d | $40.74 | 45,508 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this amount represents the $42.00 price at which the issuer's shares of class a common stock (the "class a common stock") were sold in a public offering of the class a common stock, less the underwriters' discount of $1.26 per share. |
f2 | this amount includes 42,508 unvested restricted stock units in respect of the issuer's class a common stock. subject to the reporting person's continued employment through each vesting date, these restricted stock units are scheduled to vest as follows: (i) 19,641 restricted stock units will vest on january 1, 2020 and (ii) 22,867 restricted stock units will vest on january 1, 2021. |