Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-19-021689
Date:2019-11-15
Issuer: TRADEWEB MARKETS INC. (TW)
Original Submission Date:

Reporting Person:

FRIEDMAN DOUGLAS
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS NEW YORK, NY 10036

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-11-15 D 3,210 d $40.74 45,508 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this amount represents the $42.00 price at which the issuer's shares of class a common stock (the "class a common stock") were sold in a public offering of the class a common stock, less the underwriters' discount of $1.26 per share.
f2 this amount includes 42,508 unvested restricted stock units in respect of the issuer's class a common stock. subject to the reporting person's continued employment through each vesting date, these restricted stock units are scheduled to vest as follows: (i) 19,641 restricted stock units will vest on january 1, 2020 and (ii) 22,867 restricted stock units will vest on january 1, 2021.
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