Accession Number: | 0001225208-19-014610 |
Date: | 2019-11-14 |
Issuer: | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) |
Original Submission Date: |
ZAVERY AMIT
5 DAKOTA DRIVE
LAKE SUCCESS, NY 11042
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-14 | A | 648 | a | $0.00 | 845 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 119.37 | 2019-11-14 | deemed execution date | A | 2,657 (a) | 2019-11-14 | 2029-11-14 | common stock 2,657 | $119.37 | 2,657 | direct |
ID | footnote |
---|---|
f1 | the reported transaction reflects the grant of deferred stock units under broadridge's 2018 omnibus award plan and represents a like number of shares of broadridge common stock. the deferred stock units vest in full upon grant and will settle in shares of broadridge common stock upon the director's separation from service with broadridge. |
f2 | stock options vest immediately upon grant. |