Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-19-014604
Date:2019-11-14
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
Original Submission Date:

Reporting Person:

CARTER PAMELA L
5 DAKOTA DRIVE
LAKE SUCCESS, NY 11042

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-14 A 648 a $0.00 2,175 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 119.37 2019-11-14 deemed execution date A 2,657 (a) 2019-11-14 2029-11-14 common stock 2,657 $119.37 2,657 direct
Footnotes
IDfootnote
f1 the reported transaction reflects the grant of deferred stock units under broadridge's 2018 omnibus award plan and represents a like number of shares of broadridge common stock. the deferred stock units vest in full upon grant and will settle in shares of broadridge common stock upon the director's separation from service with broadridge.
f2 stock options vest immediately upon grant.

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