Accession Number: | 0001562180-19-005576 |
Date: | 2019-11-15 |
Issuer: | BALL CORP (BLL) |
Original Submission Date: |
BAKER CHARLES E
BALL CORPORATION
10 LONGS PEAK DR.
BROOMFIELD, CO 80021-2510
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-15 | M | 10,800 | a | $17.92 | 199,021 | direct | ||
COMMON STOCK | 2019-11-15 | F | 6,403 | d | $65.60 | 192,618 | direct | ||
COMMON STOCK | 2019-11-15 | 0 | $0.00 | 5,875 | indirect | f3 | |||
COMMON STOCK | 2019-11-15 | 0 | $0.00 | 800 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK APPRECIATION RIGHTS (SARS) | 17.918 | 2019-11-15 | deemed execution date | M | 10,800 (d) | 2012-01-26 | 2021-01-26 | common stock 10,800 | $17.92 | 0 | direct |
ID | footnote |
---|---|
f1 | common stock acquired upon the exercise of stock appreciation rights (sars). |
f2 | shares withheld for the cost of the stock appreciation rights (sars) and for payment of the tax obligation on the exercise of the table ii sars. |
f3 | total number of 401(k) plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
f4 | the reporting person expressly disclaims beneficial ownership of these securities. |
f5 | exercise of stock appreciation rights (sars) pursuant to reporting person's february 14, 2019 10b5-1 plan. |
f6 | vests 13,500 share(s) on 26-jan-2012, 13,500 share(s) on 26-jan-2013, 13,500 share(s) on 26-jan-2014, 13,500 share(s) on 26-jan-2015 |