Form Type: 4

SEC EDGAR Link
Accession Number:0001654954-19-013177
Date:2019-11-15
Issuer: PTC INC. (PTC)
Original Submission Date:

Reporting Person:

MITFORD KATHLEEN
121 SEAPORT BOULEVARD
BOSTON, MA 02210

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-15 A 3,952 a $0.00 16,218 direct
COMMON SHARES 2019-11-15 F 1,755 d $74.09 14,463 direct
COMMON STOCK 2019-11-15 M 10,810 a $0.00 25,273 direct
COMMON STOCK 2019-11-15 F 3,728 d $74.09 21,545 direct
COMMON STOCK 2019-11-15 0 $0.00 3,300 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-11-15 deemed execution date M 2,459 (d) common stock 2,459 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2019-11-15 deemed execution date A 554 (a) common stock 554 $0.00 554 direct
RESTRICTED STOCK UNITS 0.0 2019-11-15 deemed execution date M 554 (d) common stock 554 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2019-11-15 deemed execution date M 1,304 (d) common stock 1,304 $0.00 1,303 direct
RESTRICTED STOCK UNITS 0.0 2019-11-15 deemed execution date A 804 (a) common stock 804 $0.00 804 direct
RESTRICTED STOCK UNITS 0.0 2019-11-15 deemed execution date M 804 (d) common stock 804 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2019-11-15 deemed execution date A 2,118 (a) common stock 2,118 $0.00 2,118 direct
RESTRICTED STOCK UNITS 0.0 2019-11-15 deemed execution date M 2,118 (d) common stock 2,118 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2019-11-15 deemed execution date M 3,571 (d) common stock 3,571 $0.00 7,142 direct
Footnotes
IDfootnote
f1 bonus shares acquired upon satisfaction of performance conditions for fy 2019.
f2 tendered to issuer to satisfy tax withholding obligations of the reporting person incurred in connection with the vesting of the reporting person's restricted stock unit awards
f3 each restricted stock unit represents a contingent right to receive one share of ptc inc. common stock.
f4 rsus granted on october 31, 2016 that vest in three substantially equal installments on november 15, 2017, 2018 and 2019.
f5 performance-based rsu's granted on february 28, 2017 that could be earned only to the extent the performance criteria for the performance period ended september 30, 2019 were met. the performance measure was met at 89.66% and 554 rsus were earned and vested.
f6 rsus granted on november 15, 2017 that vest in three substantially equal installments on november 15, 2018, 2019 and 2020.
f7 performance-based rsus granted on november 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended september 30, 2019. the performance measure was met at 61.73% and 804 rsus were earned and vested.
f8 performance-based rsus granted on november 14, 2018 that could be earned only to the extent the established performance measure was met for the performance period ended september 30, 2019. the performance measure was met at 59.33% and 2,118 rsus were earned and vested.
f9 rsus granted on november 14, 2018 that vest in three substantially equal installments on november 15, 2019, 2020 and 2021.
f10 this amount represents the total number of derivative securities beneficially owned of the class shown.
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