Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-033337
Date:2019-11-18
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
Original Submission Date:

Reporting Person:

GANZ PETER
50 E. RIVERCENTER BOULEVARD
COVINGTON, KY 41012-0391

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-18 S 763 d $78.99 40,738 direct
COMMON STOCK 2019-11-18 S 588 d $78.99 40,150 direct
COMMON STOCK 2019-11-18 M 1,112 a $78.65 41,262 direct
COMMON STOCK 2019-11-18 F 401 d $78.65 40,861 direct
COMMON STOCK 2019-11-19 S 711 d $76.59 40,150 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-11-18 deemed execution date M 1,112 (d) common stock 1,112 $0.00 5,584 direct
Footnotes
IDfootnote
f1 the transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 21, 2019.
f2 payment of tax liability by withholding securities incident to the vesting of restricted stock units referenced in footnote 4 below, acquired pursuant to ashland's incentive plan as approved by the shareholders and exempt pursuant to rule 16b-3.
f3 each restricted stock unit represents a right to receive one (1) share of ashland common stock.
f4 grant of restricted stock units on november 16, 2016, pursuant to ashland's incentive plan as approved by the shareholders and exempt pursuant to rule 16b-3. the shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the reporting person remains in continuous employment with the issuer.
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