Form Type: 4

SEC EDGAR Link
Accession Number:0000775158-19-000144
Date:2019-11-18
Issuer: OSHKOSH CORP (OSK)
Original Submission Date:

Reporting Person:

KHARE ANUPAM
C/O OSHKOSH CORPORATION
1917 FOUR WHEEL DRIVE OSHKOSH, WI 54902

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-19 M 716 a $0.00 1,565 direct
COMMON STOCK 2019-11-19 F 337 d $90.73 1,228 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS 90.28 2019-11-18 deemed execution date A 4,600 (a) 2029-11-18 common stock 4,600 $90.28 4,600 direct
RESTRICTED STOCK UNITS 0.0 2019-11-18 deemed execution date A 2,675 (a) common stock 2,675 $0.00 2,675 direct
RESTRICTED STOCK UNITS 0.0 2019-11-19 deemed execution date M 716 (d) 2019-11-19 common stock 716 $0.00 1,433 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of osk common stock.
f2 option (right to buy) granted pursuant to the company's stock plan.
f3 options vest in one-third (1/3) annual increments commencing on 11/18/2020.
f4 restricted stock unit award granted pursuant to the company's stock plan.
f5 restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/18/2020.
f6 restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/19/2019.
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