Form Type: 4

SEC EDGAR Link
Accession Number:0000775158-19-000142
Date:2019-11-18
Issuer: OSHKOSH CORP (OSK)
Original Submission Date:

Reporting Person:

SIMS ROBERT H
C/O OSHKOSH CORPORATION
1917 FOUR WHEEL DRIVE OSHKOSH, WI 54902

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-19 M 1,078 a $0.00 11,231 direct
COMMON STOCK 2019-11-19 F 507 d $90.73 10,724 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS 90.28 2019-11-18 deemed execution date A 4,025 (a) 2029-11-18 common stock 4,025 $90.28 4,025 direct
RESTRICTED STOCK UNITS 0.0 2019-11-18 deemed execution date A 2,350 (a) common stock 2,350 $0.00 2,350 direct
RESTRICTED STOCK UNITS 0.0 2019-11-19 deemed execution date M 1,078 (d) 2019-11-19 common stock 1,078 $0.00 2,158 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of osk common stock.
f2 option (right to buy) granted pursuant to the company's stock plan.
f3 options vest in one-third (1/3) annual increments commencing on 11/18/2020.
f4 restricted stock unit award granted pursuant to the company's stock plan.
f5 restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/18/2020.
f6 restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/19/2019.
WhaleWisdom Logo

Elevate your investments