Form Type: 4

SEC EDGAR Link
Acccession Number:0000775158-19-000147
Date:2019-11-18
Issuer: OSHKOSH CORP (OSK)
Original Submission Date:

Reporting Person:

FREEDERS JAMES C
C/O OSHKOSH CORPORATION
1917 FOUR WHEEL DRIVE OSHKOSH, WI 54902

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-19 M 850 a $0.00 5,152 direct
COMMON STOCK 2019-11-19 F 400 d $90.73 4,761 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS 90.28 2019-11-18 deemed execution date A 4,300 (a) 2029-11-18 common stock 4,300 $90.28 4,300 direct
RESTRICTED STOCK UNITS 0.0 2019-11-18 deemed execution date A 1,875 (a) common stock 1,875 $0.00 1,875 direct
RESTRICTED STOCK UNITS 0.0 2019-11-19 deemed execution date M 850 (d) 2019-11-19 common stock 850 $0.00 1,703 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of osk common stock.
f2 amount includes a total of 624.12 shares acquired under the oshkosh corporation employee stock purchase plan through 11/20/2019. between 11/22/2018 and 11/20/2019, the reporting person acquired 9.16 shares under the oshkosh corporation employee stock purchase plan.
f3 option (right to buy) granted pursuant to the company's stock plan.
f4 options vest in one-third (1/3) annual increments commencing on 11/18/2020.
f5 restricted stock unit award granted pursuant to the company's stock plan.
f6 restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/18/2020.
f7 restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Elevate your investments