Form Type: 4

SEC EDGAR Link
Acccession Number:0000937556-19-000187
Date:2019-11-19
Issuer: MASIMO CORP (MASI)
Original Submission Date:

Reporting Person:

LEE YONGSAM
C/O MASIMO CORPORATION
52 DISCOVERY IRVINE, CA 92618

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-19 M 1,825 a $28.03 74,825 direct
COMMON STOCK 2019-11-19 S 1,825 d $153.16 73,000 direct
COMMON STOCK 2019-11-20 M 10,675 a $28.03 83,675 direct
COMMON STOCK 2019-11-20 S 10,675 d $155.03 73,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 28.03 2019-11-19 deemed execution date M 1,825 (d) 2015-02-18 2024-02-18 common stock 1,825 $28.03 20,675 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 28.03 2019-11-20 deemed execution date M 10,675 (d) 2015-02-18 2024-02-18 common stock 10,675 $28.03 10,000 direct
Footnotes
IDfootnote
f1 the shares covered by this form 4 were exercised and sold pursuant to a rule 10b5-1 sales plan dated as of may 23, 2019, which is intended to comply with rule 10b5-1 promulgated under the securities exchange act of 1934, as amended.
f2 the price reported in column 4 represents the weighted average sales price per share. the actual sales prices ranged from a low of $153.00 per share to a high of $153.36 per share. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f3 the price reported in column 4 represents the weighted average sale price per share. the actual sale prices ranged from a low of $153.15 per share to a high of $156.25 per share. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f4 this option was granted on february 18, 2014 and was exercisable as the option vested. this option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.

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