Form Type: 4

SEC EDGAR Link
Accession Number:0000775158-19-000152
Date:2019-11-20
Issuer: OSHKOSH CORP (OSK)
Original Submission Date:

Reporting Person:

SAGEHORN DAVID M.
C/O OSHKOSH CORPORATION
1917 FOUR WHEEL DRIVE OSHKOSH, WI 54902

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-20 M 2,451 a $0.00 160,105 direct
COMMON STOCK 2019-11-20 F 1,095 d $89.11 159,010 direct
COMMON STOCK 2019-11-21 M 3,205 a $0.00 162,215 direct
COMMON STOCK 2019-11-21 F 1,432 d $90.11 160,783 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-11-20 deemed execution date M 2,451 (d) 2019-11-20 common stock 2,451 $0.00 2,451 direct
RESTRICTED STOCK UNITS 0.0 2019-11-21 deemed execution date M 3,205 (d) 2019-11-21 common stock 3,205 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of osk common stock.
f2 restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/20/2018.
f3 restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/21/2017.
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