Form Type: 4

SEC EDGAR Link
Acccession Number:0000775158-19-000161
Date:2019-11-20
Issuer: OSHKOSH CORP (OSK)
Original Submission Date:

Reporting Person:

BRYANT JOHN J
C/O OSHKOSH CORPORATION
1917 FOUR WHEEL DRIVE OSHKOSH, WI 54902

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-20 M 5,375 a $41.52 15,559 direct
COMMON STOCK 2019-11-20 S 3,628 d $89.48 11,931 direct
COMMON STOCK 2019-11-20 M 4,900 a $66.89 16,831 direct
COMMON STOCK 2019-11-20 S 4,249 d $89.34 12,582 direct
COMMON STOCK 2019-11-20 M 2,500 a $66.09 15,082 direct
COMMON STOCK 2019-11-20 S 2,159 d $89.32 12,923 direct
COMMON STOCK 2019-11-20 M 1,110 a $0.00 14,032 direct
COMMON STOCK 2019-11-20 F 496 a $89.11 13,536 direct
COMMON STOCK 2019-11-21 M 1,037 a $0.00 14,573 direct
COMMON STOCK 2019-11-21 F 488 d $90.11 14,085 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS 41.52 2019-11-20 deemed execution date M 5,375 (d) 2022-11-12 common stock 5,375 $41.52 0 direct
OPTIONS 66.89 2019-11-20 deemed execution date M 4,900 (d) 2023-11-21 common stock 4,900 $66.89 2,450 direct
OPTIONS 66.09 2019-11-20 deemed execution date M 2,500 (d) 2028-11-19 common stock 2,500 $66.09 5,000 direct
RESTRICTED STOCK UNITS 0.0 2019-11-20 deemed execution date M 1,110 (d) 2019-11-20 common stock 1,110 $0.00 1,111 direct
RESTRICTED STOCK UNITS 0.0 2019-11-21 deemed execution date M 1,037 (d) 2019-11-21 common stock 1,037 $0.00 0 direct
Footnotes
IDfootnote
f1 represents weighted average price. individual sales by lot ranged from $89.45 to $89.51. the company will provide, upon request by the sec staff, the full information regarding the number of shares purchased or sold at each separate price.
f2 represents weighted average price. individual sales by lot ranged from $89.28 to $89.42. the company will provide, upon request by the sec staff, the full information regarding the number of shares purchased or sold at each separate price.
f3 each restricted stock unit represents a contingent right to receive one share of osk common stock.
f4 option (right to buy) granted pursuant to the company's stock plan.
f5 options vest in one-third (1/3) annual increments commencing on 11/12/2016.
f6 options vest in one-third (1/3) annual increments commencing on 11/21/2017.
f7 options vest in one-third (1/3) annual increments commencing on 11/19/2019.
f8 restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/20/2018.
f9 restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/21/2017.

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