Form Type: 4

SEC EDGAR Link
Accession Number:0000082811-19-000112
Date:2019-11-25
Issuer: REGAL BELOIT CORP (RBC)
Original Submission Date:

Reporting Person:

AVAMPATO JOHN
200 STATE STREET
BELOIT, WI 53511

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-25 S 5,380 d $82.96 10,234 direct
COMMON STOCK 2019-11-25 0 $0.00 1,638 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHTS 72.29 2019-11-25 deemed execution date 0 ( ) 2013-05-04 2021-05-04 common stock 6,000 $72.29 6,000 direct
STOCK APPRECIATION RIGHTS 63.56 2019-11-25 deemed execution date 0 ( ) 2014-05-03 2022-05-03 common stock 6,500 $63.56 6,500 direct
STOCK APPRECIATION RIGHTS 64.99 2019-11-25 deemed execution date 0 ( ) 2015-05-02 2023-05-02 common stock 3,875 $64.99 3,875 direct
STOCK APPRECIATION RIGHTS 75.76 2019-11-25 deemed execution date 0 ( ) 2016-05-07 2024-05-07 common stock 3,600 $75.76 3,600 direct
STOCK APPRECIATION RIGHTS 78.15 2019-11-25 deemed execution date 0 ( ) 2017-05-12 2025-05-12 common stock 4,500 $78.15 4,500 direct
STOCK APPRECIATION RIGHTS 57.43 2019-11-25 deemed execution date 0 ( ) 2018-05-11 2026-05-11 common stock 6,825 $57.43 6,825 direct
STOCK APPRECIATION RIGHTS 80.7 2019-11-25 deemed execution date 0 ( ) 2019-05-10 2027-05-10 common stock 4,450 $80.70 4,450 direct
STOCK APPRECIATION RIGHTS 77.6 2019-11-25 deemed execution date 0 ( ) 2020-05-09 2028-05-09 common stock 4,700 $77.60 4,700 direct
STOCK APPRECIATION RIGHTS 81.81 2019-11-25 deemed execution date 0 ( ) 2021-05-08 2029-05-08 common stock 5,550 $81.81 5,550 direct
Footnotes
IDfootnote
f1 the price in column 4 is a weighted average price. the prices actually received ranged from $82.77 to $83.025. the reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the sec staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this form 4 utilizing an average weighted price.
f2 balance reflects the most current data available with regard to holdings in the regal beloit corporation retirement savings plan.
f3 granted as stock-settled stock appreciation rigths (sars) under the 2007 equity incentive plan. the sars vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
f4 granted as stock-settled sars under the 2013 equity incentive plan. the sars vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
f5 granted as stock-settled sars under the 2018 equity incentive plan. the sars vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
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