Accession Number: | 0000082811-19-000112 |
Date: | 2019-11-25 |
Issuer: | REGAL BELOIT CORP (RBC) |
Original Submission Date: |
AVAMPATO JOHN
200 STATE STREET
BELOIT, WI 53511
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-25 | S | 5,380 | d | $82.96 | 10,234 | direct | ||
COMMON STOCK | 2019-11-25 | 0 | $0.00 | 1,638 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK APPRECIATION RIGHTS | 72.29 | 2019-11-25 | deemed execution date | 0 ( ) | 2013-05-04 | 2021-05-04 | common stock 6,000 | $72.29 | 6,000 | direct | ||
STOCK APPRECIATION RIGHTS | 63.56 | 2019-11-25 | deemed execution date | 0 ( ) | 2014-05-03 | 2022-05-03 | common stock 6,500 | $63.56 | 6,500 | direct | ||
STOCK APPRECIATION RIGHTS | 64.99 | 2019-11-25 | deemed execution date | 0 ( ) | 2015-05-02 | 2023-05-02 | common stock 3,875 | $64.99 | 3,875 | direct | ||
STOCK APPRECIATION RIGHTS | 75.76 | 2019-11-25 | deemed execution date | 0 ( ) | 2016-05-07 | 2024-05-07 | common stock 3,600 | $75.76 | 3,600 | direct | ||
STOCK APPRECIATION RIGHTS | 78.15 | 2019-11-25 | deemed execution date | 0 ( ) | 2017-05-12 | 2025-05-12 | common stock 4,500 | $78.15 | 4,500 | direct | ||
STOCK APPRECIATION RIGHTS | 57.43 | 2019-11-25 | deemed execution date | 0 ( ) | 2018-05-11 | 2026-05-11 | common stock 6,825 | $57.43 | 6,825 | direct | ||
STOCK APPRECIATION RIGHTS | 80.7 | 2019-11-25 | deemed execution date | 0 ( ) | 2019-05-10 | 2027-05-10 | common stock 4,450 | $80.70 | 4,450 | direct | ||
STOCK APPRECIATION RIGHTS | 77.6 | 2019-11-25 | deemed execution date | 0 ( ) | 2020-05-09 | 2028-05-09 | common stock 4,700 | $77.60 | 4,700 | direct | ||
STOCK APPRECIATION RIGHTS | 81.81 | 2019-11-25 | deemed execution date | 0 ( ) | 2021-05-08 | 2029-05-08 | common stock 5,550 | $81.81 | 5,550 | direct |
ID | footnote |
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f1 | the price in column 4 is a weighted average price. the prices actually received ranged from $82.77 to $83.025. the reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the sec staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this form 4 utilizing an average weighted price. |
f2 | balance reflects the most current data available with regard to holdings in the regal beloit corporation retirement savings plan. |
f3 | granted as stock-settled stock appreciation rigths (sars) under the 2007 equity incentive plan. the sars vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. |
f4 | granted as stock-settled sars under the 2013 equity incentive plan. the sars vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. |
f5 | granted as stock-settled sars under the 2018 equity incentive plan. the sars vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. |