Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-19-058169
Date:2019-11-25
Issuer: DIODES INC /DEL/ (DIOD)
Original Submission Date:

Reporting Person:

LU KEH SHEW
4949 HEDGCOXE ROAD
SUITE 200 PLANO, TX 75024

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
DIODES INCORPORATED COMMON STOCK 2019-11-25 S 10,000 d $46.15 582,359 direct
DIODES INCORPORATED COMMON STOCK 2019-11-25 S 2,000 d $46.65 580,359 direct
DIODES INCORPORATED COMMON STOCK 0 $0.00 20,000 indirect
DIODES INCORPORATED COMMON STOCK 0 $0.00 4,700 indirect
DIODES INCORPORATED COMMON STOCK - PERFORMANCE STOCK UNITS 0 $0.00 184,905 direct
DIODES INCORPORATED COMMON STOCK 0 $0.00 700,000 indirect
DIODES INCORPORATED COMMON STOCK 0 $0.00 46,150 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $46.01 to $46.26, inclusive. the reporting person undertakes to provide to diodes incorporated, any security holder of diodes incorporated, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this form 4.
f2 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $46.50 to $46.6608, inclusive. the reporting person undertakes to provide to diodes incorporated, any security holder of diodes incorporated, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this form 4.
f3 these shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. the reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purposes.

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