Form Type: 4

SEC EDGAR Link
Accession Number:0001713683-19-000040
Date:2019-11-25
Issuer: ZSCALER, INC. (ZS)
Original Submission Date:

Reporting Person:

SCHLOSSMAN ROBERT
C/O ZSCALER, INC.
110 ROSE ORCHARD WAY SAN JOSE, CA 95134

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-25 M 2,000 a $4.40 94,966 direct
COMMON STOCK 2019-11-25 S 2,000 d $50.00 92,966 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 4.4 2019-11-25 deemed execution date M 2,000 (d) 2023-01-15 common stock 2,000 $4.40 173,000 direct
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted on june 27, 2019.
f2 the option is subject to an early exercise provision and is immediately exercisable. one-fourth of the shares subject to the option vested on january 14, 2017 and 1/48 of the shares vest monthly thereafter.
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