Accession Number: | 0001225208-19-015026 |
Date: | 2019-11-25 |
Issuer: | WENDY'S CO (WEN) |
Original Submission Date: |
PENEGOR TODD ALLAN
C/O THE WENDY'S COMPANY
ONE DAVE THOMAS BOULEVARD
DUBLIN, OH 43017
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-25 | M | 218,153 | a | $7.92 | 685,029 | direct | ||
COMMON STOCK | 2019-11-25 | M | 65,580 | a | $5.91 | 750,609 | direct | ||
COMMON STOCK | 2019-11-25 | S | 283,733 | d | $21.34 | 466,876 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 5.905 | 2019-11-25 | deemed execution date | M | 65,580 (d) | 2023-06-03 | common stock 65,580 | $5.91 | 0 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 7.9225 | 2019-11-25 | deemed execution date | M | 218,153 (d) | 2023-08-09 | common stock 218,153 | $7.92 | 0 | direct |
ID | footnote |
---|---|
f1 | the price is a weighted average price. these shares were sold in multiple transactions at prices ranging from $21.185 to $21.55 per share, inclusive. the reporting person undertakes to provide to the company, any security holder of the company or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f2 | with tandem net exercise and tax withholding rights. |
f3 | the option vested in three equal installments on june 3, 2014, 2015 and 2016, and is currently exercisable as to all 65,580 shares. |
f4 | the option vested in three equal installments on august 9, 2014, 2015 and 2016, and is currently exercisable as to all 218,153 shares. |