Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-19-015026
Date:2019-11-25
Issuer: WENDY'S CO (WEN)
Original Submission Date:

Reporting Person:

PENEGOR TODD ALLAN
C/O THE WENDY'S COMPANY
ONE DAVE THOMAS BOULEVARD DUBLIN, OH 43017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-25 M 218,153 a $7.92 685,029 direct
COMMON STOCK 2019-11-25 M 65,580 a $5.91 750,609 direct
COMMON STOCK 2019-11-25 S 283,733 d $21.34 466,876 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 5.905 2019-11-25 deemed execution date M 65,580 (d) 2023-06-03 common stock 65,580 $5.91 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 7.9225 2019-11-25 deemed execution date M 218,153 (d) 2023-08-09 common stock 218,153 $7.92 0 direct
Footnotes
IDfootnote
f1 the price is a weighted average price. these shares were sold in multiple transactions at prices ranging from $21.185 to $21.55 per share, inclusive. the reporting person undertakes to provide to the company, any security holder of the company or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f2 with tandem net exercise and tax withholding rights.
f3 the option vested in three equal installments on june 3, 2014, 2015 and 2016, and is currently exercisable as to all 65,580 shares.
f4 the option vested in three equal installments on august 9, 2014, 2015 and 2016, and is currently exercisable as to all 218,153 shares.
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