Form Type: 4

SEC EDGAR Link
Acccession Number:0001225208-19-015010
Date:2019-11-26
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
Original Submission Date:

Reporting Person:

DALY RICHARD J
5 DAKOTA DRIVE
LAKE SUCCESS, NY 11042

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-26 G 2,186 d $0.00 242,792 direct
COMMON STOCK 0 $0.00 20,000 indirect
COMMON STOCK 0 $0.00 9,484 indirect
COMMON STOCK 0 $0.00 20,000 indirect
COMMON STOCK 0 $0.00 1,985 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares of common stock that the reporting person donated as a gift to the d family giving donor advised fund account.

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