Accession Number: | 0001127602-19-033878 |
Date: | 2019-11-26 |
Issuer: | TOMPKINS FINANCIAL CORP (TMP) |
Original Submission Date: |
BOYCE DAVID S
TOMPKINS FINANCIAL CORPORATION
P O BOX 460
ITHACA, NY 14851
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-26 | M | 519 | a | $40.60 | 24,272 | direct | ||
COMMON STOCK | 2019-11-26 | F | 372 | d | $87.39 | 23,900 | direct | ||
COMMON STOCK | 2019-11-26 | M | 591 | a | $49.22 | 24,491 | direct | ||
COMMON STOCK | 2019-11-26 | F | 455 | d | $87.39 | 24,036 | direct | ||
COMMON STOCK | 2019-11-26 | M | 380 | a | $56.29 | 24,416 | direct | ||
COMMON STOCK | 2019-11-26 | F | 309 | d | $87.39 | 24,107 | direct | ||
COMMON STOCK | 2019-11-26 | 0 | $0.00 | 700 | indirect | ||||
COMMON STOCK | 2019-11-26 | 0 | $0.00 | 2,557 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK APPRECIATION RIGHTS (SAR) | 40.6 | 2019-11-26 | deemed execution date | M | 519 (d) | 2023-05-03 | common stock 519 | $40.60 | 459 | direct | ||
STOCK APPRECIATION RIGHTS (SAR) | 49.22 | 2019-11-26 | deemed execution date | M | 591 (d) | 2024-11-21 | common stock 591 | $49.22 | 1,112 | direct | ||
STOCK APPRECIATION RIGHTS (SAR) | 56.29 | 2019-11-26 | deemed execution date | M | 380 (d) | 2025-11-04 | common stock 380 | $56.29 | 1,096 | direct |
ID | footnote |
---|---|
f1 | stock appreciation rights (sars) were granted pursuant to the tompkins financial corporation 2009 equity plan. sars have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. when exercised, the sars will be settled in common stock of the company. the grant will expire ten years from the date of the grant. |