Form Type: 4

SEC EDGAR Link
Accession Number:0000100493-19-000158
Date:2019-11-28
Issuer: TYSON FOODS, INC. (TSN)
Original Submission Date:

Reporting Person:

MARTIN CHAD RODERICK
2200 W. DON TYSON PARKWAY
SPRINGDALE, AR 72762

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-11-28 S 582 d $0.00 24,523 direct
CLASS A COMMON STOCK 2019-11-28 J 16 a $0.00 1,420 indirect
CLASS A COMMON STOCK 2019-11-28 0 $0.00 1,500 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on november 28, 2019, 1,580.052 shares of restricted class a common stock vested. these shares were previously reported as beneficially owned by the reporting person. pursuant to an election made by the reporting person, 582 shares were sold by the reporting person to the issuer to satisfy tax withholding obligations.
f2 includes 1,041.644 shares which vest on may 12, 2020; 999.119 shares of class a common stock which vest on november 17, 2020; 1,289.384 shares of class a common stock which vest on november 19, 2021; 13,323.15 shares of class a common stock which vest on february 13, 2022 if the performance metric described in the applicable stock incentive agreement ("sia") is achieved; and 4,167.593 shares of class a common stock which vest on november 18, 2022 if the performance metric described in the applicable sia is achieved.
f3 represents shares of the issuer's class a common stock purchased for the reporting person's account under the issuer's employee stock purchase plan since the last statement of changes in beneficial ownership was filed by the reporting person. such acquisitions are exempt from section 16 concurrent reporting requirements pursuant to rule 16b-3.
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