Accession Number: | 0001127602-19-034021 |
Date: | 2019-11-29 |
Issuer: | FRANKLIN RESOURCES INC (BEN) |
Original Submission Date: |
TYLE CRAIG STEVEN
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
SAN MATEO, CA 94403-1906
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE $.10 | 2019-11-29 | F | 943 | d | $27.49 | 113,793 | direct | ||
COMMON STOCK, PAR VALUE $.10 | 2019-12-02 | S | 5,000 | d | $27.57 | 108,793 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | reflects sale effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on june 14, 2019. |
f2 | of the amount of securities beneficially owned, 32,558 shares represent unvested restricted stock awards. |