Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-034021
Date:2019-11-29
Issuer: FRANKLIN RESOURCES INC (BEN)
Original Submission Date:

Reporting Person:

TYLE CRAIG STEVEN
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY SAN MATEO, CA 94403-1906

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $.10 2019-11-29 F 943 d $27.49 113,793 direct
COMMON STOCK, PAR VALUE $.10 2019-12-02 S 5,000 d $27.57 108,793 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 reflects sale effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on june 14, 2019.
f2 of the amount of securities beneficially owned, 32,558 shares represent unvested restricted stock awards.
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