Accession Number: | 0000073088-19-000135 |
Date: | 2019-11-29 |
Issuer: | NORTHWESTERN CORP (NWE) |
Original Submission Date: |
YINGLING JEFFREY W.
3010 W. 69TH STREET
SIOUX FALLS, SD 57108
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2019-11-29 | A | 1,458 | a | $71.57 | 1,458 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents shares underlying deferred share units. the shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. |
f2 | includes 1,000 shares for the initial stock grant provided to each new board member and 458 shares for a pro-rata portion of the 2019 annual board retainer provided to each board member. |