Form Type: 4

SEC EDGAR Link
Accession Number:0001441816-19-000235
Date:2019-12-02
Issuer: MONGODB, INC. (MDB)
Original Submission Date:

Reporting Person:

HAZARD CHARLES M JR
C/O FLYBRIDGE CAPITAL PARTNERS
31 ST. JAMES AVENUE, 6TH FLOOR BOSTON, MA 02116

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-12-02 S 225 d $135.60 105,548 direct
CLASS A COMMON STOCK 2019-12-02 S 489 d $137.01 105,059 direct
CLASS A COMMON STOCK 2019-12-02 S 804 d $137.89 104,255 direct
CLASS A COMMON STOCK 2019-12-02 S 48 d $140.72 104,207 direct
CLASS A COMMON STOCK 2019-12-02 S 100 d $143.51 104,107 direct
CLASS A COMMON STOCK 2019-12-02 S 350 d $147.18 26,595 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the transactions were pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 the price reported is a weighted average sales price. the shares were sold in multiple transactions at prices ranging from $135.45 to $135.98, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f3 the price reported is a weighted average sales price. the shares were sold in multiple transactions at prices ranging from $136.46 to $137.39, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f4 the price reported is a weighted average sales price. the shares were sold in multiple transactions at prices ranging from $137.53 to $138.36, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f5 these shares are held by the narragansett bay childrens trust (the "trust"). the reporting person is the trustee of the trust and, as such, has the power to vote and dispose of the shares held by the trust. the reporting person disclaims beneficial ownership of the shares owned by the trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of section 16 or for any other purpose.
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