Form Type: 4

SEC EDGAR Link
Accession Number:0001613665-19-000084
Date:2019-11-29
Issuer: GREAT WESTERN BANCORP, INC. (GWB)
Original Submission Date:

Reporting Person:

LACY STEPHEN MARK
C/O GREAT WESTERN BANCORP, INC.
225 SOUTH MAIN AVENUE SIOUX FALLS, SD 57104

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2019-11-29 0 $0.00 1,949 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS - 2019 0.0 2019-11-29 deemed execution date A 1,746 (a) common stock, par value $0.01 per share 1,746 $0.00 1,746 direct
RESTRICTED STOCK UNITS - 2016 0.0 2019-11-29 deemed execution date 0 ( ) common stock, par value $0.01 per share 1,522 $0.00 1,522 direct
RESTRICTED STOCK UNITS - 2017 0.0 2019-11-29 deemed execution date 0 ( ) common stock, par value $0.01 per share 1,461 $0.00 1,461 direct
RESTRICTED STOCK UNITS - 2018 0.0 2019-11-29 deemed execution date 0 ( ) common stock, par value $0.01 per share 1,608 $0.00 1,608 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of great western bancorp, inc.
f2 the restricted stock units vested 100% on the grant date, december 2, 2016. the restricted stock units have no expiration date.
f3 the restricted stock units vested 100% on the grant date, december 1, 2017. the restricted stock units have no expiration date.
f4 the restricted stock units vested 100% on the grant date, november 30, 2018. the restricted stock units have no expiration date.
f5 the restricted stock units vested 100% on the grant date, november 29, 2019. the restricted stock units have no expiration date.
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