Form Type: 4

SEC EDGAR Link
Accession Number:0001439288-19-000142
Date:2019-11-29
Issuer: REXNORD CORP (RXN)
Original Submission Date:

Reporting Person:

WHALEY PATRICIA M
511 W. FRESHWATER WAY
MILWAUKEE, WI 53204

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-29 M 35,000 a $22.03 96,716 direct
COMMON STOCK 2019-11-29 S 35,000 d $31.51 61,716 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 22.03 2019-11-29 deemed execution date M 35,000 (d) 2022-05-11 common stock 35,000 $22.03 10,000 direct
STOCK OPTION (RIGHT TO BUY) 19.0 2019-11-29 deemed execution date 0 ( ) 2023-05-23 common stock 25,000 $19.00 25,000 direct
STOCK OPTION (RIGHT TO BUY) 29.31 2019-11-29 deemed execution date 0 ( ) 2024-09-03 common stock 17,490 $29.31 17,490 direct
STOCK OPTION (RIGHT TO BUY) 25.77 2019-11-29 deemed execution date 0 ( ) 2025-05-22 common stock 21,255 $25.77 21,255 direct
STOCK OPTION (RIGHT TO BUY) 19.7 2019-11-29 deemed execution date 0 ( ) 2026-05-20 common stock 38,222 $19.70 38,222 direct
STOCK OPTION (RIGHT TO BUY) 23.13 2019-11-29 deemed execution date 0 ( ) 2018-05-19 2027-05-19 common stock 25,618 $23.13 25,618 direct
STOCK OPTION (RIGHT TO BUY) 28.91 2019-11-29 deemed execution date 0 ( ) 2019-05-25 2028-05-25 common stock 10,022 $28.91 10,022 direct
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $31.45 to $31.60. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effectuated.
f2 option fully vested.
f3 the original option vests in three annual installments beginning on the date listed above.
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