| Accession Number: | 0001209191-19-058914 |
| Date: | 2019-12-01 |
| Issuer: | TRADE DESK, INC. (TTD) |
| Original Submission Date: |
PICKLES DAVID RANDALL
C/O THE TRADE DESK, INC.
42 NORTH CHESTNUT STREET
VENTURA, CA 93001
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | 2019-12-01 | A | 5,261 | a | $0.00 | 55,472 | direct | ||
| CLASS A COMMON STOCK | 2019-12-01 | F | 2,963 | d | $263.34 | 52,509 | direct | ||
| CLASS A COMMON STOCK | 2019-12-01 | F | 2,531 | d | $263.34 | 49,978 | direct | ||
| CLASS A COMMON STOCK | 2019-12-01 | F | 1,154 | d | $263.34 | 48,824 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 263.34 | 2019-12-01 | deemed execution date | A | 9,876 (a) | 2029-12-01 | class a common stock 9,876 | $263.34 | 9,876 | direct |
| ID | footnote |
|---|---|
| f1 | represents a restricted stock award with a vesting commencement date ("vcd") of december 1, 2019, and which vests as to one-fourth of the granted shares on each anniversary of the vcd, subject to continued employment with the issuer through the applicable vesting dates. |
| f2 | includes 88 shares acquired through the employee stock purchase plan on november 15, 2019. |
| f3 | the shares were withheld at the election of the reporting person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted december 23, 2016. |
| f4 | the shares were withheld at the election of the reporting person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted december 1, 2017. |
| f5 | the shares were withheld at the election of the reporting person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted december 1, 2018. |
| f6 | the option was granted on december 1, 2019, the vcd. one forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the vcd, subject to continued employment with the issuer through the applicable vesting dates. |
