Form Type: 4

SEC EDGAR Link
Accession Number:0000904548-19-000030
Date:2019-12-02
Issuer: DISH NETWORK CORP (DISH)
Original Submission Date:

Reporting Person:

ERGEN CHARLES W
9601 S. MERIDIAN BLVD.
ENGLEWOOD, CO 80112

Reporting Person:

ERGEN CANTEY
9601 S. MERIDIAN BLVD.
ENGLEWOOD, CO 80112

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-12-02 0 $0.00 7,928,739 direct
CLASS A COMMON STOCK 2019-12-02 0 $0.00 20,858 indirect f1
CLASS A COMMON STOCK 2019-12-02 0 $0.00 245 indirect f2
CLASS A COMMON STOCK 2019-12-02 0 $0.00 2,473 indirect f3
CLASS A COMMON STOCK 2019-12-02 0 $0.00 10,395 indirect f4
CLASS A COMMON STOCK 2019-12-02 0 $0.00 6,658 indirect f5
CLASS A COMMON STOCK 2019-12-02 0 $0.00 2,168,975 indirect f6
CLASS A COMMON STOCK 2019-12-02 0 $0.00 3,079,972 indirect f7
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2019-12-02 deemed execution date G 10,803,337 (d) class a common stock 10,803,337 $0.00 0 indirect i
CLASS B COMMON STOCK 0.0 2019-12-02 deemed execution date G 10,803,337 (a) class a common stock 10,803,337 $0.00 12,108,045 direct
CLASS B COMMON STOCK 0.0 2019-12-02 deemed execution date G 23,037,365 (d) class a common stock 23,037,365 $0.00 26,962,635 indirect i
CLASS B COMMON STOCK 0.0 2019-12-02 deemed execution date G 23,037,365 (a) class a common stock 23,037,365 $0.00 35,145,410 direct
CLASS B COMMON STOCK 0.0 2019-12-02 deemed execution date 0 ( ) class a common stock 13,963,755 $0.00 13,963,755 indirect i
CLASS B COMMON STOCK 0.0 2019-12-02 deemed execution date 0 ( ) class a common stock 18,572,788 $0.00 18,572,788 indirect i
CLASS B COMMON STOCK 0.0 2019-12-02 deemed execution date 0 ( ) class a common stock 50,000,000 $0.00 50,000,000 indirect i
CLASS B COMMON STOCK 0.0 2019-12-02 deemed execution date 0 ( ) class a common stock 30,000,000 $0.00 30,000,000 indirect i
CLASS B COMMON STOCK 0.0 2019-12-02 deemed execution date 0 ( ) class a common stock 63,790,620 $0.00 63,790,620 indirect i
Footnotes
IDfootnote
f1 held by mr. charles w. ergen in a 401(k) account.
f2 held by mrs. cantey m. ergen, mr. ergen's spouse.
f3 held by mrs. cantey m. ergen in a 401(k) account.
f4 the shares are owned beneficially by the reporting persons' child. the reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.
f5 the shares are owned beneficially by a trust for which mrs. cantey m. ergen holds a durable power of attorney for the beneficiary. the reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.
f6 the shares are held by a charitable foundation. the reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. the reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.
f7 the shares are held by telluray holdings, llc ("telluray holdings"). mr. ergen and mrs. ergen are the managers of telluray holdings. mrs. ergen, as a manager of tellurary holdings, has sole voting power over the class a shares and class b shares held by telluray holdings and mr. ergen and mrs. ergen, as the managers of telluray holdings, share dispositive power over the class a shares and class b shares held by telluray holdings. the reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.
f8 the holders of class b shares may elect to convert any or all of their class b shares into an equal number of class a shares at any time for no additional consideration.
f9 pursuant to the terms of the ergen two-year 2017 dish grat (the "two-year 2017 grat"), 10,803,337 class b shares were distributed as an annuity to mr. ergen on december 2, 2019. following this distribution, the two-year 2017 grat expired in accordance with its terms.
f10 pursuant to the terms of the ergen two-year november 2018 dish grat, 23,037,365 class b shares were distributed as an annuity to mr. ergen on december 2, 2019. following this distribution, the ergen two-year november 2018 dish grat holds 26,962,635 class b shares and is scheduled to expire in accordance with its terms on november 30, 2020. cantey m. ergen serves as the trustee of such grat.
f11 the ergen two-year march 2018 dish grat holds 13,963,755 class b shares and is scheduled to expire in accordance with its terms on march 9, 2020. mrs. cantey m. ergen serves as the trustee of such grat.
f12 the ergen two-year may 2018 dish grat holds 18,572,788 class b shares and is scheduled to expire in accordance with its terms on may 9, 2020. mrs. cantey m. ergen serves as the trustee of such grat.
f13 the ergen two-year may 2019 dish grat holds 50,000,000 class b shares and is scheduled to expire in accordance with its terms on may 20, 2021. mrs. cantey m. ergen serves as the trustee of such grat.
f14 the ergen two-year 2019 dish grat ii holds 30,000,000 class b shares and is scheduled to expire in accordance with its terms on may 30, 2021. mrs. cantey m. ergen serves as the trustee of such grat.
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