Form Type: 4

SEC EDGAR Link
Accession Number:0001593968-19-002278
Date:2019-12-02
Issuer: RBC BEARINGS INC (ROLL)
Original Submission Date:

Reporting Person:

BANNON PATRICK S.
131 WOODS WAY DRIVE
SOUTHBURY, CT 06488

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-02 F 313 d $165.88 23,208 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION TO PURCHASE COMMON STOCK 126.56 deemed execution date 0 ( ) 2019-02-01 2025-02-01 common stock 20,000 $126.56 20,000 direct
OPTION TO PURCHASE COMMON STOCK 132.12 deemed execution date 0 ( ) 2019-06-07 2025-06-07 common stock 10,000 $132.12 10,000 direct
OPTION TO PURCHASE COMMON STOCK 143.92 deemed execution date 0 ( ) 2020-06-03 2026-06-03 common stock 15,000 $143.92 15,000 direct
Footnotes
IDfootnote
f1 represents shares withheld by the company to pay tax liability related to the vesting of restricted stock
f2 includes 13,700 shares of restricted stock, that vest according to the following schedule; 5,000 shares 1/5 of which vest on 6/3/2020, 1/5 vest on 6/3/2021, 1/5 vest on 6/3/2022, 1/5 vest on 6/3/2023 and 1/5 vest on 6/3/2024; 6,000 shares 1/4 of which vest on 2/1/2020, 1/4 vest on 2/1/2021, 1/4 vest on 2/1/2022 and 1/4 vest on 12/2/2023; 2,000 shares 1/2 of which vest on 12/2/2020 and 1/2 vest on 12/2/2021; and 700 shares that vest on 12/4/2020.
f3 all these options to purchase common stock are exercisable except for 16,000 options that are subject to the following vesting schedule - 1/4 vest on 2/1/2020, 1/4 vest on 2/1/2021, 1/4 vest on 2/1/2022 and 1/4 vest on 2/1/2023.
f4 all these options to purchase common stock are exercisable except for 8,000 options that are subject to the following vesting schedule - 1/4 vest on 6/7/2020, 1/4 vest on 6/7/2021, 1/4 vest on 6/7/2022 and 1/4 vest on 6/7/2023.
f5 options to purchase shares of common stock are subject to the following vesting schedule - 1/5 vest on 6/3/2020, 1/5 vest on 6/3/2021, 1/5 vest on 6/3/2022, 1/5 vest on 6/3/2023 and 1/5 vest on 6/3/2024.
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