Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-034248
Date:2019-12-02
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
Original Submission Date:

Reporting Person:

RAFF ROBERT H JR
1000 STANLEY DRIVE
NEW BRITAIN, CT 06053

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-02 D 161 d $155.46 13,938 direct
COMMON STOCK 2019-12-02 0 $0.00 1 indirect
COMMON STOCK 2019-12-02 0 $0.00 792 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares withheld to cover taxes on vesting of restricted stock.
f2 represents shares held for the reporting person under the company's 401(k) savings plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported.
f3 aggregate number of shares held in espp as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. because interest in plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
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