Accession Number: | 0001764925-19-000478 |
Date: | 2019-12-02 |
Issuer: | SLACK TECHNOLOGIES, INC. (WORK) |
Original Submission Date: |
SHIM ALLEN
C/O SLACK TECHNOLOGIES, INC.
500 HOWARD STREET
SAN FRANCISCO,, CA 94105
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2019-12-02 | C | 9,375 | a | $0.00 | 37,460 | direct | ||
CLASS A COMMON STOCK | 2019-12-02 | S | 4,858 | d | $21.84 | 32,602 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2019-12-02 | deemed execution date | M | 9,375 (d) | 2024-05-10 | class b common stock 9,375 | $0.00 | 46,875 | direct | ||
CLASS B COMMON STOCK | 0.0 | 2019-12-02 | deemed execution date | M | 9,375 (a) | class a common stock 9,375 | $0.00 | 249,375 | direct | |||
CLASS B COMMON STOCK | 0.0 | 2019-12-02 | deemed execution date | C | 9,375 (d) | class a common stock 9,375 | $0.00 | 240,000 | direct | |||
CLASS B COMMON STOCK | 0.0 | 2019-12-02 | deemed execution date | 0 ( ) | class a common stock 1,529,105 | $0.00 | 1,529,105 | indirect | by the shim-park family revocable trust | |||
CLASS B COMMON STOCK | 0.0 | 2019-12-02 | deemed execution date | 0 ( ) | class a common stock 120,000 | $0.00 | 120,000 | indirect | by allen shim, trustee of the allen shim 2019 grantor retained annuity trust dated may 1, 2019 |
ID | footnote |
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f1 | each share of class b common stock is convertible without payment or consideration into one share of class a common stock at the option of the holder and has no expiration date. |
f2 | shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units (rsus). |
f3 | each rsu represents the right to receive one share of class b common stock. |
f4 | the rsus are subject to time-based and performance-based vesting criteria. the time-based vesting occurs in 16 quarterly installments commencing on july 1, 2017, subject to the reporting person's continued service with the issuer on each such date. the performance-based criteria was satisfied upon the issuer's listing and public trading of its class a common stock on june 20, 2019. |