Form Type: 4

SEC EDGAR Link
Acccession Number:0000874977-19-000093
Date:2019-12-03
Issuer: STATE AUTO FINANCIAL CORP (STFC)
Original Submission Date:

Reporting Person:

MROZEK MATTHEW STANLEY
518 E. BROAD STREET
COLUMBUS, OH 43215

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES WITHOUT PAR VALUE 2019-12-03 M 1,216 a $18.78 6,474 direct
COMMON SHARES WITHOUT PAR VALUE 2019-12-03 M 3,700 a $18.78 10,174 direct
COMMON SHARES WITHOUT PAR VALUE 2019-12-03 S 3,700 d $31.26 6,474 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) NQ 18.78 2019-12-03 deemed execution date M 3,700 (d) 2011-03-04 2020-03-03 common shares 3,700 $18.78 1,216 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) NQ 18.78 2019-12-03 deemed execution date M 1,216 (d) 2011-03-04 2020-03-03 common shares 1,216 $18.78 0 direct
Footnotes
IDfootnote
f1 field should be left blank, but due to a software defect, requires imput.

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