Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-059137
Date:2019-12-02
Issuer: GREAT LAKES DREDGE & DOCK CORP (GLDD)
Original Submission Date:

Reporting Person:

LEVENSON RYAN
C/O GREAT LAKES DREDGE & DOCK CORP.,
2122 YORK ROAD, SECOND FLOOR OAK BROOK, IL 60523

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-02 P 32,625 a $10.58 222,743 indirect f2
COMMON STOCK 2019-12-03 P 13,839 a $10.55 236,582 indirect f2
COMMON STOCK 2019-12-02 0 $0.00 35,816 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents the weighted average price. these shares were sold in multiple transactions ranging from $10.5350 to $10.6000, inclusive. upon request by the commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.
f2 represents shares owned directly by privet fund lp ("privet fund"). mr. levenson, solely by virtue of his position as the managing member of privet fund management llc ("privet fund management"),the general partner and investment manager of privet fund, may be deemed to beneficially own the shares owned directly by privet fund for purposes of section 16. mr. levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f3 represents the weighted average price. these shares were sold in multiple transactions ranging from $10.4450 to $10.6000, inclusive. upon request by the commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.
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