| Accession Number: | 0000775158-19-000182 |
| Date: | 2019-12-03 |
| Issuer: | OSHKOSH CORP (OSK) |
| Original Submission Date: |
SAGEHORN DAVID M.
C/O OSHKOSH CORPORATION
1917 FOUR WHEEL DRIVE
OSHKOSH, WI 54902
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-12-03 | M | 11 | a | $89.89 | 160,794 | direct | ||
| COMMON STOCK | 2019-12-03 | F | 5 | d | $89.89 | 160,789 | direct | ||
| COMMON STOCK | 2019-12-03 | M | 8 | a | $89.89 | 160,797 | direct | ||
| COMMON STOCK | 2019-12-03 | F | 4 | d | $89.89 | 160,793 | direct | ||
| COMMON STOCK | 2019-12-03 | M | 11 | a | $89.89 | 160,803 | direct | ||
| COMMON STOCK | 2019-12-03 | F | 5 | d | $89.89 | 160,798 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2019-12-03 | deemed execution date | M | 11 (d) | common stock 11 | $0.00 | 0 | direct | |||
| RESTRICTED STOCK UNITS | 0.0 | 2019-12-03 | deemed execution date | M | 8 (d) | common stock 8 | $0.00 | 2,459 | direct | |||
| RESTRICTED STOCK UNITS | 0.0 | 2019-12-03 | deemed execution date | M | 11 (d) | common stock 11 | $0.00 | 6,357 | direct |
| ID | footnote |
|---|---|
| f1 | dividend paid on restricted stock units vested and distributed on november 21, 2019 which fell between dividend record date and dividend payment date. |
| f2 | dividend paid on restricted stock units vested and distributed on november 20, 2019 which fell between dividend record date and dividend payment date. |
| f3 | dividend paid on restricted stock units vested and distributed on november 19, 2019 which fell between dividend record date and dividend payment date. |
| f4 | each restricted stock unit represents a contingent right to receive one share of osk common stock. |
| f5 | restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/21/2017. |
| f6 | restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/20/2018. |
| f7 | restricted stock unit award vests in one-third (1/3) annual increments commencing on 11/19/2019. |
