Accession Number: | 0001246360-19-002601 |
Date: | 2019-12-05 |
Issuer: | ROCKWELL AUTOMATION, INC (ROK) |
Original Submission Date: |
ETZEL STEVEN W.
1201 SOUTH SECOND STREET
MILWAUKEE, WI 53204
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-05 | A | 150 | a | $0.00 | 9,113 f4 | direct | ||
COMMON STOCK | 2019-12-05 | 0 | $0.00 | 662 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 196.43 | 2019-12-05 | deemed execution date | A | 2,400 (a) | 2020-12-05 | 2029-12-05 | common stock 2,400 | $196.43 | 2,400 | direct |
ID | footnote |
---|---|
f1 | shares represented by company stock fund units acquired under the company savings plan based on information furnished by the plan administrator as of 10/31/2019. |
f2 | the option vests in three substantially equal annual installments beginning on the date exercisable. |
f3 | restricted stock award under the company's 2012 long-term incentives plan. |
f4 | includes 1,230 shares held by the company to implement restrictions on transfer unless and until certain conditions are met. |