Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-034620
Date:2019-12-05
Issuer: JOHNSON CONTROLS INTERNATIONAL PLC (JCI)
Original Submission Date:

Reporting Person:

LENG VISAL
5757 N GREEN BAY AVE
MILWAUKEE, WI 53209

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2019-12-05 A 8,982 a $0.00 73,392 direct
ORDINARY SHARES 2019-12-06 F 1,616 d $42.09 71,776 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 41.75 2019-12-05 deemed execution date A 51,440 (a) 2021-12-05 2029-12-05 ordinary shares 51,440 $41.75 51,440 direct
Footnotes
IDfootnote
f1 reflects grant of restricted share units. restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
f2 each restricted share unit is the economic equivalent of one ordinary share of jci.
f3 subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.
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