| Accession Number: | 0001127602-19-034628 |
| Date: | 2019-12-05 |
| Issuer: | JOHNSON CONTROLS INTERNATIONAL PLC (JCI) |
| Original Submission Date: |
STIEF BRIAN J
5757 N. GREEN BAY AVENUE
MILWAUKEE, WI 53209
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| ORDINARY SHARES | 2019-12-05 | A | 16,065 | a | $0.00 | 126,215 | direct | ||
| ORDINARY SHARES | 2019-12-06 | F | 22,183 | d | $42.09 | 104,032 | direct | ||
| ORDINARY SHARES | 2019-12-06 | F | 3,073 | d | $42.09 | 100,959 | direct | ||
| ORDINARY SHARES | 2019-12-07 | F | 2,828 | d | $42.09 | 98,131 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 41.75 | 2019-12-05 | deemed execution date | A | 92,009 (a) | 2021-12-05 | 2029-12-05 | ordinary shares 92,009 | $41.75 | 92,009 | direct |
| ID | footnote |
|---|---|
| f1 | reflects grant of restricted share units. restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. |
| f2 | each restricted share unit is the economic equivalent of one ordinary share of jci. |
| f3 | subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. |
