Accession Number: | 0001225208-19-015560 |
Date: | 2019-12-06 |
Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
Original Submission Date: |
ACKART JENNIFER C
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-06 | S | 2,000 | d | $90.87 | 8,426 | direct | ||
COMMON STOCK | 2019-12-06 | 0 | $0.00 | 4,330 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | the reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. the reporting person has reported on a single line all such transactions that occurred within a one dollar price range. the reporting person hereby undertakes to provide upon request by the securities and exchange commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. |
f2 | reflects the weighted average sale price. the range of prices for such transaction was $90.83 to $90.88. |
f3 | includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through november 18, 2019. |