Form Type: 4

SEC EDGAR Link
Accession Number:0001179706-19-000147
Date:2019-12-07
Issuer: HEWLETT PACKARD ENTERPRISE CO (HPE)
Original Submission Date:

Reporting Person:

KARROS KIRT P
C/O HEWLETT PACKARD ENTERPRISE COMPANY
6280 AMERICA CENTER DRIVE SAN JOSE, CA 95002

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-07 M 10,934 a $15.91 10,934 direct
COMMON STOCK 2019-12-07 F 3,782 d $15.91 7,152 direct
COMMON STOCK 2019-12-07 M 17,920 a $15.91 25,072 direct
COMMON STOCK 2019-12-07 F 6,197 d $15.91 18,875 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-12-07 deemed execution date M 10,934 (d) common stock 10,934 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2019-12-07 deemed execution date M 17,920 (d) common stock 17,920 $0.00 17,919 direct
RESTRICTED STOCK UNITS 0.0 2019-04-03 deemed execution date A 916 (a) common stock 916 $0.00 42,441 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of issuer's common stock.
f2 as previously reported, on 12/07/16 the reporting person was granted 18,233 restricted stock units ("rsus"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which vested on 12/07/19. dividend equivalent rights accrue with respect to these rsus when and as dividends are paid on issuer's common stock. also included are 227.5362 dividend equivalent rights that reflect 72.5962 dividend equivalent rights at $15.85 per rsu credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per rsu credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per rsu credited to the reporting person's account on 10/02/19. unvested rsus in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
f3 the number of derivative securities in column 5 also includes 706 vested dividend equivalent rights and a de minimus adjustment of 0.9772 due to fractional rounding of the dividend equivalent rights.
f4 as previously reported, on 12/07/17 the reporting person was granted 50,985 rsus, 16,995 of which vested on 12/07/18, 16,995 of which vested on 12/07/19 and 16,995 of which will vest on 12/07/20. dividend equivalent rights accrue with respect to these rsus when and as dividends are paid on issuer's common stock. also included are 756.1551 dividend equivalent rights that reflect 241.2539 dividend equivalent rights at $15.85 per rsu credited to the reporting person's account on 04/03/19, 250.0899 dividend equivalent rights at $15.29 per rsu credited to the reporting person's account on 07/03/19, and 264.8113 dividend equivalent rights at $14.44 per rsu credited to the reporting person's account on 10/02/19. the number of derivative securities in column 5 also includes 925 vested dividend equivalent rights and a de minimus adjustment of 0.7531 due to fractional rounding of the dividend equivalent rights.
f5 as previously reported, on 12/10/18 the reporting person was granted 41,181 rsus, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. dividend equivalent rights accrue with respect to these rsus when and as dividends are paid on issuer's common stock. also included are 916.1291 dividend equivalent rights that reflect 292.2942 dividend equivalent rights at $15.85 per rsu credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per rsu credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per rsu credited to the reporting person's account on 10/02/19.
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