Form Type: 4

SEC EDGAR Link
Accession Number:0001381668-19-000097
Date:2019-12-10
Issuer: TFS FINANCIAL CORP (TFSL)
Original Submission Date:

Reporting Person:

OZAN TERRENCE R
7007 BROADWAY AVENUE
CLEVELAND, OH 44105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-10 M 3,500 a $0.00 68,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-12-10 deemed execution date M 3,500 (d) common stock 3,500 $0.00 0 direct
Footnotes
IDfootnote
f1 these common share were acquired upon the vesting and settlement of certain restricted stock units
f2 each restricted stock unit represents a contingent right to receive one share of tfs financial corporation common stock. restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
f3 on december 20, 2018, the reporting person received a grant of 3,500 restricted stock units (rsus), which fully vest on december 10, 2019.
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