Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-19-028927
Date:2019-12-09
Issuer: ELASTIC N.V. (ESTC)
Original Submission Date:

Reporting Person:

VOLPI MICHELANGELO
C/O ELASTIC N.V.
800 WEST EL CAMINO REAL, SUITE 350 MOUNTAIN VIEW, CA 94040

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2019-12-09 S 302,467 d $62.65 64,206 indirect
ORDINARY SHARES 2019-12-09 S 64,206 d $63.29 0 indirect
ORDINARY SHARES 2019-12-09 0 $0.00 26,810 direct
ORDINARY SHARES 2019-12-09 0 $0.00 8,867 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents 135,302 shares sold by index venture associates iv limited ("index venture iv gp"), 51,372 shares sold by index ventures iv parallel entrepreneur fund (jersey) lp ("index ventures iv parallel" ), 72,260 shares sold by index ventures vi (jersey) lp ("index ventures vi"), 23,634 shares sold by index ventures vi parallel entrepreneur fund (jersey) lp ("index ventures vi parallel") and 19,899 shares sold by yucca (jersey) slp ("yucca"). index venture iv gp is the general partner of index ventures iv parallel and index ventures iv (jersey) lp ("index ventures iv"). on december 9, 2019, each of index ventures iv and index ventures vi distributed to their respective partners for no consideration 656,093 shares (of which 164,023 shares were received by index venture iv gp) and 1,358,637 shares (of which 294,067 shares were received by index venture associates vi limited ("index venture vi gp"), the general partner of index ventures vi), respectively,
f2 (continued from footnote 1) representing each such partner's pro rata interest in the shares held by index ventures iv and index ventures vi, respectively. the aforementioned distributions were made in accordance with the exemptions afforded by rule 16a-13 and rule 16a-9 of the securities exchange act of 1934, as amended. following these distributions, index ventures iv held no shares and index ventures vi held 87,599 shares.
f3 these shares were sold in multiple transactions at prices ranging from $62.04 - $63.0275, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 represents 10,905, 15,339, 5,017, 28,721 and 4,224 shares held directly by index ventures iv parallel and, together with index ventures iv, index ventures vi and index ventures vi parallel, the "index funds"), index ventures vi, index ventures vi parallel, index venture iv gp, index venture vi gp and yucca (jersey) slp ("yucca"). yucca is an index co-investment vehicle that is contractually required to mirror the index funds' investment in the shares.
f5 represents 28,721 shares sold by index venture iv gp, 10,905 shares sold by index ventures iv parallel, 15,339 shares sold by index ventures vi, 5,017 shares sold by index ventures vi parallel and 4,224 shares sold by yucca.
f6 these shares were sold in multiple transactions at prices ranging from $63.03 - $63.50, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 mr. volpi is co-president of index ventures (us) inc. which provides certain consultancy services to the index funds' affiliates. the reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of section 16 or for any other purpose.
f8 represents shares received in the distribution described in footnote (1) above.
f9 these shares are held by the volpi-cupal family trust. the reporting person disclaims section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any.
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