Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-19-006025
Date:2019-12-09
Issuer: NATIONAL FUEL GAS CO (NFG)
Original Submission Date:

Reporting Person:

KASPRZAK MICHAEL P
6363 MAIN STREET
WILLIAMSVILLE, NY 14221

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-09 A 1,033 a $0.00 10,898 direct
COMMON STOCK 2019-12-09 F 297 d $45.11 10,601 direct
COMMON STOCK 2019-12-09 A 620 a $0.00 11,221 direct
COMMON STOCK 2019-12-09 F 178 d $45.11 11,043 direct
COMMON STOCK 2019-12-09 0 $0.00 4,594 indirect
COMMON STOCK 2019-12-09 0 $0.00 1,393 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-12-09 deemed execution date A 1,477 (a) common stock 1,477 $0.00 1,477 direct
Footnotes
IDfootnote
f1 on december 9, 2019, the reporting person had 297 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. these share cancellations are shown on table i as dispositions (transaction code "d" in column 4), although none of these cancelled shares were sold into the market, as indicated by transaction code "f" in column 3.
f2 on december 9, 2019, the reporting person had 178 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. these share cancellations are shown on table i as dispositions (transaction code "d" in column 4), although none of these cancelled shares were sold into the market, as indicated by transaction code "f" in column 3.
f3 the nfg stock fund under the nfg 401(k) plan is denominated in units, representing ownership interests in a fund that includes both nfg common stock and a reserve of cash. the information reported represents the dollar value of the reporting person's balance in the nfg stock fund as of december 9, 2019, as reported by the plan administrator, divided by the closing price of nfg common stock on that date.
f4 the nfg employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both nfg common stock and a reserve of cash. the information reported represents the dollar value of the reporting person's balance in the esop as of december 9, 2019, as reported by the plan administrator, divided by the closing price of nfg common stock on that date.
f5 each restricted stock unit represents a contingent right to receive one share of nfg common stock.
f6 the restricted stock units vest as follows: 492 on december 9, 2020, 492 on december 9, 2021, and 493 on december 9, 2022.
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