Accession Number: | 0001437749-19-024243 |
Date: | 2019-12-09 |
Issuer: | ENERGY RECOVERY, INC. (ERII) |
Original Submission Date: |
CLEMENTE RODNEY
C/O ENERGY RECOVERY
1717 DOOLITTLE DRIVE
SAN LEANDRO, CA 94577
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2019-12-09 | S | 230 | d | $8.75 | 42,904 | direct | ||
COMMON STOCK | 2019-12-11 | F | 100 | d | $8.78 | 42,804 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on march 14, 2019. |
f2 | payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with rule 16b-3(e). |