Form Type: 4

SEC EDGAR Link
Acccession Number:0001437749-19-024243
Date:2019-12-09
Issuer: ENERGY RECOVERY, INC. (ERII)
Original Submission Date:

Reporting Person:

CLEMENTE RODNEY
C/O ENERGY RECOVERY
1717 DOOLITTLE DRIVE SAN LEANDRO, CA 94577

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-09 S 230 d $8.75 42,904 direct
COMMON STOCK 2019-12-11 F 100 d $8.78 42,804 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on march 14, 2019.
f2 payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with rule 16b-3(e).

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