Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-19-023003
Date:2019-12-10
Issuer: REGIONAL MANAGEMENT CORP. (RM)
Original Submission Date:

Reporting Person:

BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022

Reporting Person:

LINDENBAUM MATTHEW A
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE 10TH FLOOR NEW YORK, NY 10022

Reporting Person:

LINDENBAUM BENNETT D
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR NEW YORK, NY 10022

Reporting Person:

BASSWOOD PARTNERS, L.L.C.
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE, 10TH FLOOR NEW YORK, NY 10022

Reporting Person:

BASSWOOD ENHANCED LONG SHORT FUND LP
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR NEW YORK, NY 10022

Reporting Person:

BASSWOOD ENHANCED LONG SHORT GP, LLC
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE, 10TH FLOOR NEW YORK, NY 10022

Reporting Person:

BASSWOOD FINANCIAL FUND, L.P.
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE, 10TH FLOOR NEW YORK, NY 10022

Reporting Person:

BASSWOOD FINANCIAL FUND, INC.
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE, 10TH FLOOR NEW YORK, NY 10022

Reporting Person:

BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE, 10TH FLOOR NEW YORK, NY 10022

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.10 PER SHARE ("COMMON STOCK") 2019-12-10 P 48,514 a $31.06 798,702 indirect f1,f2
COMMON STOCK 2019-12-11 P 3,902 a $30.90 802,604 indirect f1,f2
COMMON STOCK 2019-12-10 P 3,302 a $31.06 129,024 indirect f1,f3
COMMON STOCK 2019-12-11 P 265 a $30.90 129,289 indirect f1,f3
COMMON STOCK 2019-12-10 S 75,170 d $31.04 56,652 indirect f1,f4
COMMON STOCK 2019-12-10 S 9,882 d $31.10 46,770 indirect f1,f4
COMMON STOCK 2019-12-11 S 6,108 d $30.79 40,662 indirect f1,f4
COMMON STOCK 2019-12-10 P 314 a $31.06 22,365 indirect f1,f5
COMMON STOCK 2019-12-11 P 25 a $30.90 22,390 indirect f1,f5
COMMON STOCK 2019-12-10 P 5,326 a $31.06 46,681 indirect f1,f6
COMMON STOCK 2019-12-11 P 428 a $30.90 47,109 indirect f1,f6
COMMON STOCK 2019-12-10 0 $0.00 311,635 indirect f7
COMMON STOCK 2019-12-10 0 $0.00 41,186 indirect f8
COMMON STOCK 2019-12-10 0 $0.00 7,056 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 see exhibit 99.1
f2 see exhibit 99.1
f3 see exhibit 99.1
f4 see exhibit 99.1
f5 see exhibit 99.1
f6 see exhibit 99.1
f7 see exhibit 99.1
f8 see exhibit 99.1
f9 see exhibit 99.1
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