Accession Number: | 0001567619-19-023003 |
Date: | 2019-12-10 |
Issuer: | REGIONAL MANAGEMENT CORP. (RM) |
Original Submission Date: |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022
LINDENBAUM MATTHEW A
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE 10TH FLOOR
NEW YORK, NY 10022
LINDENBAUM BENNETT D
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022
BASSWOOD PARTNERS, L.L.C.
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022
BASSWOOD ENHANCED LONG SHORT FUND LP
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022
BASSWOOD ENHANCED LONG SHORT GP, LLC
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022
BASSWOOD FINANCIAL FUND, L.P.
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022
BASSWOOD FINANCIAL FUND, INC.
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE $0.10 PER SHARE ("COMMON STOCK") | 2019-12-10 | P | 48,514 | a | $31.06 | 798,702 | indirect | f1,f2 | |
COMMON STOCK | 2019-12-11 | P | 3,902 | a | $30.90 | 802,604 | indirect | f1,f2 | |
COMMON STOCK | 2019-12-10 | P | 3,302 | a | $31.06 | 129,024 | indirect | f1,f3 | |
COMMON STOCK | 2019-12-11 | P | 265 | a | $30.90 | 129,289 | indirect | f1,f3 | |
COMMON STOCK | 2019-12-10 | S | 75,170 | d | $31.04 | 56,652 | indirect | f1,f4 | |
COMMON STOCK | 2019-12-10 | S | 9,882 | d | $31.10 | 46,770 | indirect | f1,f4 | |
COMMON STOCK | 2019-12-11 | S | 6,108 | d | $30.79 | 40,662 | indirect | f1,f4 | |
COMMON STOCK | 2019-12-10 | P | 314 | a | $31.06 | 22,365 | indirect | f1,f5 | |
COMMON STOCK | 2019-12-11 | P | 25 | a | $30.90 | 22,390 | indirect | f1,f5 | |
COMMON STOCK | 2019-12-10 | P | 5,326 | a | $31.06 | 46,681 | indirect | f1,f6 | |
COMMON STOCK | 2019-12-11 | P | 428 | a | $30.90 | 47,109 | indirect | f1,f6 | |
COMMON STOCK | 2019-12-10 | 0 | $0.00 | 311,635 | indirect | f7 | |||
COMMON STOCK | 2019-12-10 | 0 | $0.00 | 41,186 | indirect | f8 | |||
COMMON STOCK | 2019-12-10 | 0 | $0.00 | 7,056 | indirect | f9 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | see exhibit 99.1 |
f2 | see exhibit 99.1 |
f3 | see exhibit 99.1 |
f4 | see exhibit 99.1 |
f5 | see exhibit 99.1 |
f6 | see exhibit 99.1 |
f7 | see exhibit 99.1 |
f8 | see exhibit 99.1 |
f9 | see exhibit 99.1 |