Accession Number: | 0001246360-19-002667 |
Date: | 2019-12-12 |
Issuer: | ROCKWELL AUTOMATION, INC (ROK) |
Original Submission Date: |
GORIS PATRICK P.
1201 SOUTH SECOND STREET
MILWAUKEE, WI 53204
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-12 | S | 69 | d | $202.86 | 10,193 f3 | direct | ||
COMMON STOCK | 2019-12-12 | 0 | $0.00 | 1,529 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | shares represented by company stock fund units acquired under the company savings plan based on information furnished by the plan administrator as of 10/31/2019. |
f2 | sale of shares pursuant to rule 10b5-1 trading plan entered into on 5/21/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. |
f3 | includes 4,510 shares held by the company to implement restrictions on transfer unless and until certain conditions are met. |